Weekly Digest: Monday March 25th

Weekly Digest: October 14th

 Advisors’ Rising Use of Active ETFs:

The demand for actively managed exchange-traded funds (ETFs) is surging, with purchases doubling since 2022, according to a report by Fidelity Institutional. This trend is driven by advisors seeking more tailored portfolio solutions amid market volatility and the ongoing search for outperformance in uncertain markets​(Wealth Management)​(ThinkAdvisor).

Handling Clients’ Election Anxiety:

With the U.S. election season nearing, financial advisors are facing heightened client concerns. A recent article in Financial Advisor Magazine outlines five strategies to help calm client anxiety, from emphasizing long-term planning to maintaining regular communication during these unpredictable times​(FA Mag).

Stifel Ordered to Pay $14 Million in Structured Notes Case:

Stifel Financial Corp. was recently mandated by a FINRA panel to pay over $14 million to clients following a dispute over the sale of structured notes. This case underscores the importance of clear communication regarding complex investment products and ensuring clients fully understand the associated risks​(ThinkAdvisor).

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